Commission on the Powers and Electoral
Arrangements of the
National Assembly for Wales
|
Evidence from John Osmond and Professor
Keith Patchett, Institute of Welsh Affairs,
26 September 2002, National Museum of Wales, Cardiff.
|
| Lord Richard: Thank you very much for coming.
You know what we are embarking on. I wonder whether you
would care to open up the discussion. What it is you think
we should try to achieve? |
| John Osmond: Thank you very much indeed
for the opportunity to come this afternoon. When we were
invited to talk to you we thought the best thing we could
do - rather than come to clear positions on the issues
in your terms of reference - was to think of the matters
with which you are confronted and how you might address
them. That is the burden of the paper that we have put
in front of you. It is the product of a seminar we held.
We have access to a wide range of expertise from people
who bring a view on constitutional matters, which, although
they are not the mainstream concerns of the people in
the street, are central to the notion of civic society. |
| As a preliminary suggestion it seems to
me that your broad role is to examine how devolution in
Wales is working in practice, to judge how to improve
it and to make the intellectual case for so doing. The
intellectual case will not be the deciding factor. These
issues are determined by other considerations of a political
kind. But in my experience unless you make the intellectual
case nothing follows. When we were campaigning for an
Assembly to be established, over the years we refined
the intellectual arguments for change, and although when
it came to the point of decision intellectual arguments
were not at the forefront, without them we would have
got nowhere. |
| Probably as important is to suggest areas
where you might conduct some research - to look at options
and the consequences of options both in relation to the
Assemblys powers, and how they may be improved,
and the electoral arrangements. |
| Professor Patchett: Thank you for the invitation.
In putting this paper together we thought it would be
helpful both for your purposes and perhaps in our thinking
to try to explore the range of options that the terms
of reference seemed to suggest. We were keen to stress
the point that, looking at it from the outside, we would
be hoping to see recommendations that were well grounded
in the realities of the circumstances that currently exist.
We hope that the implications of the various options will
have been explored to the proper extent so that the judgements
about the options, which need to be made, will be well
informed and take account of matters that do really need
to count in the discussion. |
| We haven't attempted to provide a comprehensive
survey even though the paper covers a lot of ground. We
are trying to suggest an approach, which would help take
the discussion forward. There is nothing that contains
a set of proposals. The Institute of Welsh Affairs will
probably be making a firm set of suggestions about content
at a later stage, perhaps after the Commission itself
has indicated the issues that are most important in your
eyes. |
| We felt it was important to work at the
relationship between the central issues to which the terms
of reference refer and the consequential considerations
that flow from these different options as we see them.
Each option that is available seems to us to have different
implications, and the impact upon the existing settlement
is likely to alter according to the options that are preferred
in the end result. And it may be that some of these factors
will help determine the favoured option as much as the
considerations which are central to that option itself. |
| There are implications clearly in each
of the options - the structure of the Assembly, its size,
and the way it works. And those are likely to differ somewhat
according to the line that may be taken. Clearly one of
the major factors is the financial implication, which
will weigh heavily, certainly in the public mind. We are
keen to encourage you to produce estimates of the cost
of alternatives so that options are more soundly based
than proved to be the case for the settlement itself.
|
| I won't go into the content of our paper.
I think perhaps the best way to explore this would be
in response to questions on which we could elaborate.
Just two points that we would want to emphasise. One was
the importance in our minds of consultation, not only
to help focus the attention of the public to the issues
upon which you need guidance, but this seemed to be a
remarkably opportune moment to stimulate a public debate
about the government of Wales, which hasn't taken place.
We feel there are lots of misconceptions about what happens
and what is capable of happening under the present settlement.
We hope that as a result of this exercise there will be
a much more realistic appraisal of what the National Assembly
can achieve than has been possible up to now. We place
a high importance on consultation. |
| And secondly as John mentioned, we put
some importance on research. We feel that there is considerable
room for external research on a number of areas that are
pertinent to the work, and particularly on some of the
implications of the various options. We hope that you
will consider commissioning some of this, which need not
be expensive or time-consuming. We hope it will help the
Commission grapple with the facts that they have to and
also to put into the public domain matters which would
help people judge the recommendations that the Commission
make. |
| Lord Richard: Thank you. It seems to me
that as a paper on methodology, we are all agreed. For
example your appendix 2 -- as I read I ticked every suggestion.
But I would also like to perhaps try to get some opinion
from the two of you today on what your views are on the
issues themselves. For example you mention uncertainty
- what do you mean by potential uncertainty here? |
| John Osmond: You have heard this morning,
as Ron Davies explained to you, how the powers devolved
to the Assembly were previously with the Secretary of
State. These powers came about and evolved gradually over
30 years, as and when laws were passed and amended. Then
if you look at the Transfer of Functions Order
its a big document -- you have to go through hundreds
of Acts of Parliaments. There have been many incidences
when the Assembly has been trying to do something and
then has had to ask itself whether it can do it. There
have been number of occasions when there have been differing
views. Just one example: there was a universal desire
for the Assembly not to participate in performance-related
pay for teachers. One Act suggested that perhaps they
weren't allowed to do so. The Executive took a view that
concurred with that. However, the Education Committee
decided to ask for alternative legal advice, which suggested
that under that Act they did not have to follow that course.
This has been repeated in various areas such as the calf
re-processing scheme. They discovered very late in the
day that they weren't empowered to put it into effect.
So there is a lack of clarity. This has been replicated
in other instances. AMs ask what are they allowed to do. |
| Ted Rowlands: Any constitution has that
uncertainty. The Americans have this problem with defining
the rights of the States. |
| Professor Patchett: Its not just
that. In fact the problem will always be present where
you have lines drawn. When we look at the mechanisms by
which the lines have been drawn there are elements of
uncertainty in existing Acts, the new Acts of Parliament,
secondary legislation and European designation orders.
Its possible that the Assembly Secretariat are well
able to come to terms with this, but there are the recipients
of the exercising powers too who wish to know about it.
There are people who wish to ask for policy changes. And
there are considerable problems in relation to this. The
Law Society refers to this frequently. It is not just
the fact of finding out whether the National Assembly
could tackle it. There's also the problem of who can deal
with the issue. The problem is compounded by the overlapping
arrangements that sometimes exist. |
| Peter Price: Is that not an argument for
a Consolidation Act, pulling together all the secondary
powers, but not changing the functions? |
| Professor Patchett: What kind of single
instrument? More than three hundred pieces of legislation
are referred to in the Transfer of Functions Order,and
these are changed frequently. The instrument that listed
these would be in a constant process of evolution. I would
recommend having a look at the University of Cardiff's
on-line Legislative Database. |
| Its not only the powers that have
been conferred; sometimes they are conferred subject to
limitations. It may be that the power is conferred but
you have to exercise it with someone else. Sometimes its
joint action that has to be taken. Instead of getting
a clear picture, you have to look around to find clarity
as to the exact nature of the power. Unfortunately these
things change day by day as new powers are conferred and
altered. That's what we mean about the uncertainty and
complexity for those in government as to what can be done
and can't - and what can't is what is important. |
| Lord Richard: The Scotland Act provisions
are easier. |
| Professor Patchett: Yes, broad areas are
devolved. Its still a complex solution but its
a more conventional one. Frankly, and I have had a fair
experience in other jurisdictions, I have never seen this
type of mechanism before it was applied to Wales. Usually
lines are drawn with more clarity and have a degree of
permanency about them. I described this on one occasion
to be like a jigsaw of ever changing pieces where there
are no straight edges. |
| Lord Richard: Ron Davies described it as
a jagged edge. Are you saying that the way of straightening
the edge is to change towards a Parliamentary model with
primary powers. |
| Professor Patchett: Ideally. That's a personal
opinion in this respect. This settlement was without precedent.
It was experimental and I think the workings have revealed
significant weaknesses. I would not like to see some further
refinement of this so we get a second experiment. It is
easier to operate in the UK mode if we have relatively
familiar and balanced institutional mechanisms in legislative
matters. The Wales solution is asymmetrical in the extreme. |
| John Osmond: If you examine the reasons
why we got to where we are, it is not due to any kind
of rational assessment, but rather the best that could
be done at the time, given all the pressures. Regardless
of the case for extending powers and so on, is what we
have, in terms of what it attempts to deliver, appropriate
for proper understanding? Obviously in the first instance
by the AMs, but also by the general public who are supposed
to have some concept of what is going on. |
| Ted Rowlands: Have you got a list you can
submit to us of the examples where the powers are unclear.
You speak as if it is happening on a daily basis. Have
you a list? |
| John Osmond: We could put together such
a list - for a fee! The Institute produces a quarterly
report. |
| Ted Rowlands: I know of these highly dramatised
ones. I haven't seen them week in week out. |
| John Osmond: Its fair to say that the Assembly
works very hard to prevent these kinds of problems arising.
|
| Professor Patchett: Yes, But it does add
an extra burden on those who have to carry out policies.
One indication is the growth in the office of the Counsel
General. The number of lawyers has been increased. There
are suggestions that more are needed because it is a legally
focused administration. I am a lawyer. I do not think
that that is always the most desirable priority. |
| John Osmond: The other point that occurs
to me is that the kind of high profile examples tend to
be concentrated before the Coalition was established in
October 2000. I suspect that since then, as a result of
the Assembly Governments secure majority, quite
a lot of these disputes have taken place behind closed
doors and so have not emerged in public. |
| Ted Rowlands: But are there many examples? |
| John Osmond: Its always easy to over
egg the pudding. But it seems to us in our observing of
the Assembly and its discussions - if you wanted to have
complex arrangements it would be hard to better these. |
| Lord Richard: The complexity adds an extra
layer of difficulty? |
| Professor Patchett: It might help if there
were simpler mechanisms of conferring new powers. The
variety of techniques that are used adds to the complexity.
The various Acts of Parliament use half a dozen ways to
do it, to express how the legislation affects Wales by
comparison with England. |
| Lord Richard: How much of this is drafting? |
| Professor Patchett: Drafting has to take
account of political factors. Every Counsel producing
a draft is aware that the legislation has to go through
the parliamentary process. For example if you can combine
the Welsh and the English treatment into a single section
then its much easier to debate in Parliament. You
use the term appropriate Minister and then
at the back of the Act specify the appropriate Minister
to mean the Assembly in the case of Wales. So you have
the exact same provision applying to Wales. |
| Peter Price: This raises the question of
where is the Welsh dimension? Should there have been separate
treatments so that Parliament could focus on this? The
measures could then be integrated with the existing devolution
of powers. |
| Professor Patchett: An example is the draft
Mental Health Bill. This has a policy behind it which
does not integrate at all with the Welsh mental health
strategy. But the legislation gives equivalent provisions
to the appropriate authority in England and in Wales,
which doesn't really allow the Assembly to adapt the policy
direction incorporated in the legislation in the most
appropriate way for Wales. |
| Viv Sugar: Can I ask you about the smoothness
of the arrangements for consultation with Whitehall Departments?
Has the mindset adapted to devolution? |
| Professor Patchett: If you look at the
beginning of the process, when these things were being
worked out, there were more significant problems than
there are now. It is still not perfect by any means. There
are some Ministries that have not been as ready to adapt
themselves to these arrangements as others. Then when
priorities come up, Wales tends to be treated as an afterthought,
as has happened too often. |
| In dealing with Whitehall Wales is negotiating
from a weak position. If you exercise primary powers you
are negotiating on a different level. There is a dependency
on Whitehall and the legislative process. The end decision
ends up in Parliament as an issue that has been pushed
through on the tailcoat of English policy priorities.
If a policy has been evolved in Wales, then you are in
a much stronger position when it comes to negotiating
for legislative provision. However, as things are you
are always reliant on co-operation from Whitehall. |
| John Osmond: I would suggest you look at
the White Paper A Voice for Wales. After all
it was what the referendum was about. A lot was made there
of the Assembly's role. The firm suggestion was made in
the White Paper that in future the Assembly would decide
things for Wales. That was, as far as the White Paper
is concerned, the intent. |
| When you look at the Assembly's review
of procedure, which took place over the year up to February
2002, they made the point that they were not being allowed
to do this in practice except in rare examples. They came
up with a set of principles, to enable there to be more
flexibility. |
| If you look at these, the so-called Rawlings
principles, if they were operated fully and in a wholehearted
way, in my view it would in effect give legislative powers
by the back door though I am a layperson on this.
That was the intent of the White Paper, you could argue,
but this has not happened. By and large this is not happening
in any consistent way. If Whitehall or Westminster pushed
legislation through that included what the Assembly asked
on the basis of the Rawlings principles, that would allow
backbenchers to have two bites at a Bill. For example
in England we will do this and this, and in Wales we will
give it to Wales. But this could mean that Opposition
MPs might have two opportunities to oppose first
on an English, and then on a Welsh basis. |
| Peter Price: On powers of secondary legislation
- you have been talking about limitations on powers in
the way that Bills are drafted. Let's look at the use
of the powers that the Assembly has. It has not been as
effective as one might have expected. To what extent are
you satisfied that it has used those powers and to the
extent to which you are not satisfied- how much is that
due to the lack of civil service backing for Ministers? |
| John Osmond: That's certainly true - you
have to take that into account. We were starting from
a very low base in terms of capacity across the board.
Both in terms of politicians and their experience and
certainly in the case of the civil service. You had a
Department of State, which had no track record of Bill
management. |
| We all know the number of circulars that
used to be issued. The only difference between them in
England and Wales was the different heading on the top.
Those examples were legion. I think its fair to
say there has been a very rapid learning curve since the
creation of the Assembly. The civil service in Wales has
grown quite substantially. There are some four thousand
civil servants. Before the Assembly was established they
had cut out a whole swathe of people who had experience
but were retired. Perhaps the head was cut off. Not only
have they had to get to grips with the whole business
but also politically it has been a tough time. Not one
of the parties has had the leader it started out with,
apart from the Liberal Democrats. When you look at those
circumstances, it has been not the easiest of rides. Simultaneously
the administration had to deal with the establishment
of the Assembly and with coping with the Objective 1 process,
two major questions. |
| Ted Rowlands: What are the mechanics of
Secondary legislation. What actually happens to the drafting?
|
| Professor Patchett: Secondary legislation
would be drafted by one of the lawyers in the Counsel
Generals office who will be assigned to it. He would
produce a draft. Then that goes to the Legislation Committee.
|
| Ted Rowlands: Does it need to go to Westminster
at all? |
| Professor Patchett: No. Secondary legislation
is almost entirely with the Assembly, though there are
cases where powers have to be exercised jointly. The Assembly
has considerable expertise in secondary law making powers.
Unusually so, because of the way they scrutinise them.
There is detailed attention to secondary legislation -
Parliament might take interest in this. |
| Ted Rowlands: Is that the case? I don't
see much evidence of such real kind of scrutiny or amendment
going on. |
| Professor Patchett: That may say something
about the quality of the product. There is a reasonable
amount of attention being paid to this. The Legislation
Committee is fairly active. One of the problems is the
absence of specialist advisers, which makes it difficult
for them to bring an expert eye looking at it from a different
standpoint from that of the Assembly Government which
initiated it in the first place. |
| Ted Rowlands: How many Orders are being
made by the Assembly? |
| Professor Patchett: Three hundred last
year. There has been a rapid growth - they have strengthened
this considerably. This has been an enormous learning
curve. The subject committees have not been as active
in bringing forward initiatives for secondary legislation
as much as had had been hoped. The procedural review pointed
this out. The committees themselves are hard pressed to
cope with all the issues that fall upon their table. |
| John Osmond: The committees have three
broad roles: looking at secondary legislation, holding
the Executive to account, and also policy development.
By and large the subject committees have tried to focus
on policy development. In practice, they can't make policy,
and so what they have found themselves doing is getting
bogged down on large-scale, longer-term matters like the
future of the language or the problems of the countryside.
To an extent, what we have lost sight of is holding the
administration to account. Not much of that goes on. |
| Eira Davies: How would you like to see
the focus of the subject committees and how do you think
they could do their work more effectively? |
| John Osmond: The logic of the way in which
the Assembly is going is the separation of the Assembly
Government on the one hand and the wider Assembly itself
on the other. It seems to me that the subject committees
ought to focus more on attempting to hold the Executive,
the Assembly Government, to account and questioning Ministers.
There are problems, since Ministers sit on the subject
committees. In theory this means that Ministers can be
interrogating themselves. Its a kind of nonsense.
In practice, at each fortnightly meeting of the subject
committees, for the first 20 minutes, the Minister makes
a report , which is followed by questions from other members.
That is a moment when there can be some form of interface,
of holding the executive to account if you like. Its
hit and miss. After that the Committees goes into their
policy development mode or engage in some other activity
such as interviewing a Quango. |
| At the start the civil service was at the
call of backbench AMs but now opposition AMs do not have
access to the large bulk of civil servants. They have
to rely on a small number of civil servants working directly
for the Presiding Office. The subject committees ought
to use their over-stretched resources much more to holding
the administration to account. That's my own view, given
the way the institution has evolved. Having said that,
in some of the long-term enquiries, particularly in the
field of education, some good work has been done. But
the output tends to be consequential on the calibre of
the Chair. |
| Huw Vaughan Thomas: If we can stay with
this example of policy development and the formal powers
on that the reports from the Assembly look silent.
There is nothing that says this is what we can do with
our powers, this is what we are prevented from doing by
them. It doesn't appear that the Assembly policy process
takes into account the powers and constraints. Is that
because of the complexity or simply that in a sense it
is too difficult and should be put to one side? |
| John Osmond: Its difficult to say.
It maybe that there is a hope that if a coherent policy
is developed it can be put in place. If you have the powers
you can do it immediately. If not, that's something, which
you need to negotiate powers with Westminster. The issue,
I think, is to try to develop some coherence in the policy.
If you start saying you can only do this and therefore
our policy must work around it, then there will be no
coherence to the policy. If they try to evolve something
that would achieve their objectives and then say let us
explore a way in which we can execute it, that would be
more coherent. |
| Professor Patchett: To add to that, in
practice the Assembly is concerned with how much money
it has got. There are many things it wants to do, but
no money. |
| Tom Jones: What struck me from what we
had this morning was that when we received the list of
measures or Bills that the Assembly would wish to see
being passed it was a very slight list after four years
of the Assembly process. The St. David's day holiday for
example. If there was a need for primary powers there
would be a list of Acts that we as the people would expect
to get. One would like to ask, is it because we don't
have the powers, or that if the funding is in place there
is a great deal that we could do that would impact on
the every day? |
| What is the evidence on that? Is it a matter
of funding or a matter of the Assembly not asking for
alternative legislation or is the Assembly feeding into
British legislation. Is it feeding in the views of Wales
in the British Parliament? |
| A second point -- to what extent do those
advising or lobbying Government feel frustrated by the
process? |
| John Osmond: Sometimes they want to give
their views to the Assembly, at other times they have
to go to London to give their views on policy, because
they feel there is a British role. There is a complexity
there, whether to give views to the Assembly first or
go directly to London. In many instances there is uncertainty
where responsibility lies. |
| On funding, they are not liable to get
things, which are going to involve budget changes. The
amount of money is fixed. |
| Ted Rowlands: A great deal of research
has been undertaken. There is a growing feeling amongst
academics that the Barnett formula benefits Northern Ireland
and Scotland but not Wales. If you look at examples in
the case of Scotland, and what they have done in terms
of primary legislation, the changes they have made, what
comes to mind? |
| John Osmond: Student grants, free personal
care for the elderly - there's no doubt that the Assembly
would have gone down a similar road. The financial implications
of that are considerable. These are great problems. Any
significant change in education, health, tend to imply
significant increases in public expenditure. Major changes
of policy in these areas will cost money. The Assembly
is going to be constrained in its capacity to spend. To
a large extent this has been hidden in the first term
because the Assembly has benefited from large rises in
overall UK public expenditure. As a result the Barnett
formula has not been tested. However, imagine the situation
if money was being reduced. |
| Ted Rowlands: Doesn't that suggest that
if you want to pursue legislative powers you have to link
the capacity to raise money - so at least if you have
to will the legislation you have to will the means. |
| John Osmond: This is not the culture of
the UK. 70% of public spending is raised centrally. If
you look at Sweden, which delivers it services better
there, then the figures are reversed. 30% is raised centrally
and 70% in the regions. |
| Ted Rowlands: Regional taxation would be
regressive. There would have to be a measure of equalisation
across the UK. |
| John Osmond: I think we are probably straying
into areas that are not your territory. The political
realities, if you look at patterns of government in all
countries that have a regional tier, - Germany and Spain
are the best examples -. by and large none of them has
chosen to deploy revenue-raising powers. Taxation is unpopular
wherever it is done. In the case of Scotland, in terms
of the overall budget exercise of their present financial
powers to vary income tax rates by 3 per cent up or down
would have limited effect. |
| Lord Richard: Can we try to understand
the implications of the corporate model. Can you confer
primary powers on a corporate body? |
| Professor Patchett: I don't know that that
would help. It is the local authority model that it was
originally built on. When the Act was designed it was
based upon the idea that there would be a single entity
and this would be corporate. As the Bill was going through
Parliament decisions were made that some kind of cabinet
system should be in place and this was put in, but you
couldn't go back to first principles. So now we have the
rather artificial situation of an entity in which all
power is vested but which has now to assign that power
to those who are actually going to exercise it, by delegation.
Ministers in fact acquire their power from delegation
by the Assembly itself to the First Minister, formal delegation.
And therefore strictly speaking Ministers exercise powers
of the corporate body. It leaves questions as to the rest
of the corporate body that enjoys limited competence in
certain overall functions that have not been delegated.
It comes down to things that were not spelled out clearly
in the legislation. |
| It is a very artificial way of operating
now when we have got a very clear administration separated
from the rest of the Assembly. That doesn't run comfortably
within an entity, which is supposed to be comprehensive
of these two distinct sectors. |
| The corporate body is very difficult as
a concept to build upon. For example if you are going
to confer primary powers on a corporate body, then you
have to introduce some new provisions about delegation
saying that such legislative powers are one of the functions
that cannot be exercised through the delegation process.
Lines don't have to be legally drawn within the corporate
body. When you are trying to do that you are acknowledging
that that structure is really not the appropriate one
for dealing with, on the one hand, executive matters and,
on the other, Parliamentary matters. |
| New Speaker: Can there be a vote of confidence
in the administration? |
| John Osmond: This occurred in the case
of the First Secretary. |
| Professor Patchett: You can't have a vote
of confidence in the whole entity. |
| John Osmond: The episode involving the
resignation of Alun Michael illustrates in a way the workings
of a corporate body. In the days leading up to the event,
Alun Michael made it clear that if such a vote was passed
the Labour Group would re-nominate him, though they did
not put that to the test. You had a situation where there
could have been a continual Ping-Pong, with the Assembly
passing votes of no confidence and the minority Administration
re-nominating their First Secretary. So the opposition
came up with a resolution that if Alun Michael had re-presented
himself, they would pass a resolution revoking the delegation
of powers. |
| Another working of the corporate body which
is perhaps more instructive, is the relationship of the
Assembly with the EU. In the first 18 months or so, it
said it would participate in the Wales European Centre
in Brussels. The terms under which the Assembly was participating
in the Centre were signed by the leaders of the four parties.
All parties took responsibility for that decision and
the four party leaders became directors of the European
centre. They had representation in that form. The Assembly
as a corporate body was operating to represent itself
in Brussels. Earlier this year, however, and consequent
upon the formation of the Coalition, Rhodri Morgan withdrew
Assembly Government support for the Centre. |
| Professor Patchett: There are other illustrations.
You will see no reference to the Counsel General in the
Government of Wales Act. The office was created to serve
the corporate body. This was going to be at the core of
the legal entity. With the emergence of the Welsh Assembly
Government, increasingly the role of that office is directed
to service the government. One needs within the entity
itself a legal adviser to government and a legal adviser
to those who are not in government, but to put both in
the same office is to draw Chinese walls that are not
practicable. I don't see how a Counsel General can discharge
both functions. |
| John Osmond: The Alun Michael resignation
demonstrated this. The Counsel General presented advice
to the Presiding Officer on procedures to be followed
in the event of a no confidence motion being voted upon.
The Presiding Officer didn't like the advice. So following
the episode he appointed his own legal adviser. You have
a legal adviser for the Presiding Officer and another
for the Assembly Government. The corporate body is no
more. |
| Viv Sugar: Just ask you - on the dilemma
of requiring separate legal advice. Do you see any parallels
with local government? |
| Professor Patchett: I don't know whether
in local government conflicts of interest arise within
the monitoring officers function. Patently they
do within the National Assembly. I don't see how they
can be resolved in the way in which these different functions
are now emerging. |
| Laura McAllister: A more overarching question.
In a lot of material you have, you talk about the possibilities
of rationalising the whole scheme. You have also referred
to a lot of precedents that have changed the external
or internal architecture. Several have come from within
the new Assembly government and within the new relationship
to the new Assembly government. What's to recommend the
option of moving to primary powers instead of settling
things by precedent or these principles? And taking on
more functions as appropriate. What are the relative merits
of those approaches? |
| Professor Patchett: I think that then you
really are moving to a new devolution settlement. I would
find it difficult to see how you can patch up the institutions.
I think the ramifications of that run right through the
legislation. For example if you were to give the Assembly
taxing powers you probably need a Consolidation Fund for
Wales. Then if you have that, you have a new set of structures
that have to be incorporated. If you moved to primary
legislative powers I think you would probably need to
reconstitute the settlement in a form of a more conventional
parliamentary structure. |
| The rationalisation process is feasible
but it becomes a further experimental mechanism. It would
be possible for government in Whitehall, if it decided
it was going to legislate over say, mental health, to
pass to the Assembly sufficiently wide frame work powers
to do whatever they like within broad limits, including
Henry VIII powers which allow them to re-jig all the legislation
that operates in that field and to produce coherence in
that field. You could do this for every piece of legislation.
But this is a fundamental change of constitutional practice.
We have never used this device before. The practice has
always been in legislation that you set out the rights,
powers, duties and responsibilities with a high degree
of prescription so that the limits are very clearly drawn.
This is on the assumption that governments should only
have so much power and that their powers should be capable
of being reviewed. It becomes then a political question.
|
| Lord Richard: Would that kind of shift
be more likely? |
| Professor Patchett: As soon as you start
shifting one piece, the whole thing comes into question.
I would not like to see a new Government of Wales Act
that produced a new piecemeal settlement. |
| John Osmond: You have already got the record
that the Assembly across the parties has an emphatic desire
to operate in parliamentary style. They also wish to have
greater freedom for manoeuvre wherever possible. They
have accepted the Rawlings principles which I have argued,
if they were fully implemented, would imply primary legislation
by the back door. Why shouldn't it be through the front
door? |
| Ted Rowlands: Throughout the document you
mention the need to cost decisions. You have experience
in drafting and legislating. Legislation itself is not
cheap either in drafting or policy making terms. Its
the whole process alongside the policy making process.
Has anyone done any assessment of the cost? At the moment
we have the costs being born somewhere else and you paint
a picture of total doom and gloom. The first bill the
Childrens Commissioner was an excellent piece of
legislation. It didn't cost the Assembly very much money
at all. How much would it cost to introduce a primary
legislative process from Westminster to Cardiff? |
| Professor Patchett: It would certainly
cost. You certainly need to do what the Assembly has already
started to do, to strengthen the capacity. This is something
that John was saying that has started. They are beginning
quite well. |
| Lord Richard: What does that mean, strengthen
policymaking? |
| Professor Patchett: More people with specialist
expertise, who can offer the insights that are required.
Secondly, you will need legislative counsel, who are expensive
and difficult to find. Scotland has always had them and
they were able to build upon that experience and capacity.
This capacity would have to be created from first principles.
That's a big test. |
| There is always a concern about the shortage
of draftsmen. There are only 40 of them in Whitehall and
they are tested to the extreme. |
| John Osmond: The amount of Welsh legislation
is relatively small. That capacity would certainly have
to be strengthened. The parliamentary side would have
to be strengthened to provide a smaller version of the
kinds of services that you have in Westminster. There
is no doubt at all that institutionally this would be
an additional expense. What the figures are is something
that needs to be explored. |
| Professor Patchett: One shouldn't be over
frightened of the consequences. If you look at Scotland
at least half of legislation is still carried out in Westminster
through the Sewell convention. If Wales is to embark on
this road I would not imagine it would be a big bang approach.
Maybe for the foreseeable future a lot would be handled
in Westminster. |
| Obviously you have to build up the capacity,
but you cant do it overnight. Its not a case
where you wake up in the morning and replace Westminster.
|
| John Osmond: Its feasible to see
a rolling process where you start with areas of high priority
or those, which aren't going to be controversial. Constitutional
changes have to be done from the outset. The numbers that
you need to get started may not be the same subsequently.
There are short and long-term costs that have to be considered. |
| Ted Rowlands: I read with fascination Carwyn
Joness evidence to the Norton Committee, which seems
to challenge what you said. For example he was asked whether
Wales has been ignored under the new animal welfare bill,
he said no, it wasn't the proper vehicle. He didn't need
or require that bill which you implied has had been the
basic example of Wales being ignored. We have to consider
the resource implication of picking up legislative responsibility
and the implication of even transferring competence, foot
and mouth was a sensible one to do. Its something
we have to take into account. We are charged with that
in our remit. |
| Lord Richard: What you have been describing
now is a remaking of the constitutional settlement because
it involves complete change, away from corporate body
into a parliament. We heard Ron Davies argue that any
change would need a referendum approach. To the House
of Lords Committee you argued there wasn't a need to have
referendum, do you still stand by that? |
| John Osmond: Yes. Though its not
something I feel that strongly about. The view I hold
(and such opinion poll evidence as exists would tend to
bear me out) Is that people who voted in the referendum
in 1997 were not voting on the detail of devolution arrangements
being proposed. Rather they were voting on the general
idea, the principle if you like, of devolution, whether
to have an Assembly or not. On the whole, if you put it
to them, they would say if you are going to have it, let
it work properly. To move in this direction it seems to
me is not changing the principle of having an Assembly.
Instead, its simply a matter of making the Assembly
work better. I would argue that that is not an argument
of principle that would require a fresh referendum. |
| Lord Richard: Even though there wasn't
an Assembly left? |
| John Osmond:: There is a lot in a name.
When people voted in 1997, they were voting on a Welsh
Assembly; the idea of the "National Assembly"
came afterwards. A National Assembly has a resonance as
powerful as a parliament. It seems to me that the term
"National Assembly" fits better with the cultural
character of Wales. That's a matter of nuance but I feel
comfortable with that. You can argue that you would need
a referendum to make this change. However, I don't think
that you would be having a vote on principle but whether
to extend its powers so as to make it work more effectively. |
| Huw Thomas: I was just going to make a
point about personnel and calibre of evidence. You quote
the idea of 20% of people in an institution that are competent
to lead. If we were to move in direction of having primary
legislative powers and having a stronger Assembly - how
do you think we could circumvent some of the problems.
I am talking about electoral systems and recruiting a
better class of politician. Someone that would operate
this system to deliver. |
| John Osmond: I would argue that given what
has happened in the terms of the evolving architecture
and the lack of backbenchers, the Assembly cannot operate
effectively on the basis of its numbers now and the support
of staff that they have. I have argued elsewhere that
one result is that its almost as though we are reverting
to the style of the Old Welsh Office. We have now nine
ministers and six deputy ministers who go along to the
Assembly to announce various initiatives and directions
and take the odd question and there are a few debates.
The real government takes place in the executive. I know
of at least two AMs that are not standing again in the
next election for that reason. They ask: - what's the
point? If that case can be made under the present arrangements,
it can be made even more forcibly if there are moves to
give the Assembly more powers. |
| As to the actual numbers I don't know.
Under the 1978 Act, which proposed an Assembly weaker
than the one we have now, the number would have been 80.
The only reason we have 60 is the Labour Party consideration
that if they were going to have proportional representation
forced down their throat, they were only going to have
40 constituency-based AMs. It was that consideration that
determined the fact that there are 60 members, to limit
the proportional element It seems to me that it wouldn't
have made much difference. They say the new Assembly is
to be built for 80 members. |
| Ted Rowlands: Well, I have to say I am
sceptical about the notion. It is a fair bit of huff and
puff in practice. It is my impression that AMs seem to
work harder than MPs in Westminster and longer hours as
well. Its an interesting question the role of MPs in Westminster.
|
| John Osmonds: Its difficult to compare.
My impression is that Assembly Members work a six-day
week. What is regrettable is the long summer recess, which
extends from July to October. That is something you may
wish to consider. In my view it puts the Assembly into
ill repute. |
| Peter Price: Looking at this question of
size, one of the issues is the lack of backbenchers to
carry out scrutiny. . If you did the increase to 75 or
80, what would be the gains in your view? Looking across
the board, what would be the gains of that increase in
size? |
| John Osmond: Personally, I wouldn't think
in terms of that number. I would look at 100. They have
109 in Northern Ireland, which has a population half that
of Wales. In Scotland the figure is 129.. To me the gain
is twofold. One is that you need sufficient numbers of
people to operate the committees, particularly if we are
to move in the direction of primary powers. You then have
to have standing committees. One gap in the present arrangements
is that we don't have a Finance Committee. How can you
have an elected organisation responsible for public expenditure
without a finance committee? One result is that the Minister
of Finance, Edwina Hart, is very powerful. |
| You need people to make a democratic body
work effectively. If you are going to have an executive,
you have to have a large enough pool of people from which
to choose - whether its the House of Commons or
any other institution. I would say that of the people
elected to a democratic organisation, perhaps 20% are
pretty good, capable of holding high office; and another
20% shouldn't be there at all. In the middle you have
your work-a-day people who do a reasonable job. If you
apply that principle to the present National Assembly
with its 60 members, what is the size of pool of people
you have to draw from, not just for the cabinet, but for
the Presiding Office and the leadership of the four parties
and so on? Its a pretty tough deal. |
| Paul Valerio: How do you suggest we could
sell to the public an increase in Membership? |
| John Osmond: Tell them the truth and address
why are they sceptical. You asked me to provide my view. |
| Professor Patchett: You can argue that
its very difficult for people to build up the range
of expertise and interests to the extent that they need
to do to make solid contribution. Somebody may become
an expert in health and be able to stay on that committee
long enough to get his teeth into it. There are probably
others who won't be able get expertise in any area, particularly
from the minority parties. There is no scope for manoeuvre.
Therefore to some people it may not be an attractive political
career, in the sense that elsewhere it might be. This
is why people are reluctant to put themselves forward.
|
| The numbers game is quite at the heart
of this. Governments are always going to be looking for
deputy ministers. The more subject areas there are, the
more people we are going to need to support them and for
the new committees that may be emerging. People talk about
transferring to the Assembly additional functions such
as police and broadcasting. If those were to be involved,
then finding people able to have expertise becomes an
issue of some importance. And if its not there,
then the backbench capacity for scrutiny will be significantly
lost. |
| Lord Richard: Thank you. I will not try
to sum it up, but you have exposed areas that we need
to look at. I am very grateful. I think we might suggest
that at some stage we would like to have you back to hear
your opinions. Thank you very much indeed for giving us
your time, we are very grateful. |
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