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COMMISSION ON THE POWERS AND ELECTORAL
ARRANGEMENTS OF THE NATIONAL ASSEMBLY FOR WALES
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MINUTES OF PROCEEDINGS
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of the
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EVIDENCE OF:
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DAVID LAMBERT
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&
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PROFESSOR DAVID MIERS
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held at
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The Courtroom at the
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National Museum of Wales, Cardiff
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on
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Friday, 28th February 2003
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LORD RICHARD: Thank you for coming. We
are grateful for this opportunity of listening to what
you have to say. What we have done broadly in these
procedures is have you introduce yourselves and then
ask you to open up the discussion on the basis of the
papers that you have submitted. I think that would be
helpful.
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PROFESSOR MIERS: My name is Professor
David Miers. I am a professor of law at Cardiff Law
School.
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In respect of the Assembly my interest
is, firstly, in the management of an on-line service
called Wales Legislation On-line and, secondly, as a
professor who teaches public law, in the public law
consequences or implications of executive devolution
here and, more broadly, devolution within the United
Kingdom.
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On my right is my colleague, Marie Navarro,
who works with the Wales Legislation On-line service
and is principally responsible for, I might say, the
arduous and painstaking task of analysing Acts of Parliament
to identify precisely the discrete powers that are transferred
to the Assembly under them, and before that, the main
transfer of function orders.
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DAVID LAMBERT: I am David Lambert and
I am in Cardiff Law School. I work with Marie and David.
I am also the legal adviser to the Presiding Office.
I have with me Sarah Beasley. I was her supervisor for
her degree dissertation on devolution, and now she is
doing her Masters on devolution, and is hoping to do
a PhD. We work together on devolution matters.
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PROFESSOR MIERS: Chairman, you invited
some initial thoughts and perhaps I might go back to
the introductory observations I made about myself and
Marie.
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One of the key issues it seems to us
is the accurate identification of the functions that
have been transferred to the Assembly, firstly under
the 1999 TFO and subsequent TFOs and, secondly, under
post-devolution primary legislation.
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With hindsight it appears that the expectations
that were raised in A Voice for Wales, namely
that there would be transfers by subject area - generic,
in education, in health, agriculture and so on - have
been not realised. On the contrary, the mode of transfer
both in the 1999 order and subsequently is by means
of discrete transfer of specific functions within specific
sections or sometimes subsections of Acts of Parliament.
These are listed in the 1999 TFO, some 350 I think of
them, and are listed chronologically rather than by
any form of subject coherence.
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I think it is worth stressing that this
mode of transfer was not obligatory under the Government
of Wales Act. Sections 21 and 22 merely provide that
functions may be transferred to the Assembly; they do
not specify the mode of transfer in the sense of the
degree of specificity. There is nothing in those sections
which would preclude, it seems to me, the United Kingdom
Parliament from transferring to the Assembly functions
broadly drawn in education but subject to exceptions
no doubt. If you wish, later we have examples of this.
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This was, for example, undertaken in
the pre July 1999 days and there are examples of transfers
by subject matter in indeed education, I think, and
also agriculture but these are subject to exemplification.
Under the Education Act 2002 there is provision for
the Assembly essentially to do anything by way of Henry
VIII order to advance the purposes of that Act.
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I make these points to demonstrate that
it is not a foregone conclusion, in other words, that
the mode of transfer should be in this very specific
format.
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The consequence of that has exercised
in particular Marie and I and David, who is part of
the management team of Wales Legislation On-line, in
this respect. It is a standard requirement of any constitution,
that those affected by the law should be able to ascertain
clearly, accurately and in an up-to-date format what
their legal rights and duties are. To the extent that
these differ and are beginning to differ, and will no
doubt widen in extent from those rights and duties that
are applied across the border, it is in our judgment
not an easy task, without overstating the matter, for
individuals to ascertain them. I include here professionals
- not simply, let's say, trade unions or NGOs or other
organisations that might have some degree of expertise
on which they can draw, but even legal practitioners.
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You will know from your session, Chairman,
with the Circuit and the Law Society for Wales, that
there is considerable concern among practitioners about
their inability - not their own but that of the institutional
product - to ascertain how the Assembly's functions
differ, whether the Assembly has exercised any of them,
and, thirdly, to advise clients.
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It was for those reasons pre 1999 that
we thought it would be a valuable exercise if the University,
in particular the Law School, were to establish, as
we have, an electronic database for which, as I briefly
described earlier, Marie is primarily responsible as
the researcher, and which does provide this kind of
analytical framework. I will not go into detail on that
yet but I might say that it is funded by the Arts and
Humanities Research Board for three years. This is essentially
the fund which provides Marie's salary and on costs,
but that runs out in December 2004. We have slightly
under two years, in other words, of grant left to us.
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Leaving aside the obligations that I
have as a grantholder to the AHRB, which I also might
just underline for the record is taxpayer funded, the
question which arises and which was put to us when we
gave evidence to the Welsh Affairs Select Committee
in October is what is going to happen as from 1 January
2005.
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I am aware from the evidence which you
have received from the Welsh Assembly Government that
there are moves there to introduce some form of web-based
index. I am unaware how far that has progressed apart
from what I have read in the evidence you have received
from the Counsel General, and I repeat here that the
Law School and University would be very pleased to work
with the National Assembly on the development of this
kind of project. It is fair to say that we take seriously
as a public institution, the capacity not just of people
living in Wales but those outwith Wales, who need to
know what the functions of the Assembly are and how
they are performed.
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Marie could give quite a number of examples
of inquiries we have received from lawyers and so on,
private practitioners, public bodies across the Severn,
who need to know for the purposes of advising their
clients what functions have been transferred here and
how they have been discharged.
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SIR MICHAEL WHEELER-BOOTH: I did not
hear the sources of your inquiries about specific cases.
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MARIE NAVARRO: It was solicitors from
Durham, people from local authorities, planning bodies
and individuals. I had phone calls from other universities
as well. The main issue lately has been to know, and
I will give you a precise example, the commencement
date for the Commonhold and Leasehold Act 2002, and
whether the Assembly has the power to commence it for
Wales. Nobody knew outside Wales or even within Wales
if it had been commenced and if the Assembly had made
any commencement orders. That was crucial because that
Act creates rights for people so the English people
had rights which were not available to the Welsh people
here. So the solicitors did not know whether their clients
should buy property in Wales or not and that was the
point. So I had a list of people I had to call the day
the Assembly did make the order.
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LORD RICHARD: But if I wanted to know,
for example, whether one section of the Cycle Tracks
Act 1984 was transferred or not and I pressed your computer,
what do I get out of it?
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MARIE NAVARRO: Cycle Tracks would be
classified under Highways and Transport,
so what we did first was to regroup all the Acts listed
in the TFO by subject areas - that was the first main
task. Then we listed all the Acts under each
subject area and you click on the Act you are interested
in. This links you to a page where, listed under that
Act, are the powers solely exercisable by the Assembly,
or those powers which are the shared powers with central
government. They are exercised concurrently, jointly,
after agreement, or with the consent of central government.
Finally there is another part where the Assembly has
no powers to exercise, but are retained by central government.
The page then shows any secondary legislation made by
the Assembly under that Act. By next year I will have
added all the SIs made by central government under the
same Act. That is my next job. So if you want to know
whether a section of the Cycle Tracks Act has been transferred,
you go to Highways and Transport, click on Cycle Tracks,
scroll down to find your section, and you will see if
it is in the sole powers, the shared powers or no powers
category.
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PROFESSOR MIERS: It is worth emphasising
that in effect what we did was create a subject-based
classification. For that purpose we used the 18 fields
in Schedule 2 to the Act.
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MARIE NAVARRO: Which we have applied
to new Acts as well now.
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PROFESSOR MIERS: That seemed to us to
be the most appropriate classificatory system to impose
on all of these discrete --
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LORD RICHARD: But your view is that it
could have been done that way in the orders?
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PROFESSOR MIERS: Indeed, and we could
provide you with examples from the 1960s of transfers
of subject area, subject to exceptions maybe.
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LORD RICHARD: I think that would be quite
helpful. In other words, if we get an analysis, in effect,
of the transferred functions they would be broken down
into subject areas.
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PROFESSOR MIERS: That is easily checkable
simply by clicking on our website. You could print off
pages or just navigate your way around it.
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DAVID LAMBERT: We have a listing in Sarah's
dissertation which sets out all transferred functions.
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MARIE NAVARRO: The main problem nowadays
is the search capacity on our website. Wnen we transfer
completely from the current HTML pages to a database,
hopefully next year you will be able to type in "ship"
or "cycle tracks" and it should come up with the legislation
primary legislation and secondary legislation
made by the Assembly, the enabling powers, the powers
retained by central government and any secondary legislation
made by central government. For that we need to work
with our computing engineers to reorganise it.
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DAVID LAMBERT: I have been in the Welsh
Office almost since it started - I think I served with
Jim Griffiths onwards. An example of a transfer of powers
by subject areas was education. The 1970 Statutory Instrument
No 1536 says: Subject to paragraphs 3 and 4, the
functions of the Secretary of State for Education and
Science in connection with primary and secondary education
are in matters only affecting Wales hereby transferred
to the Secretary of State for Wales.
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Then the exceptions are again by reference
to subject areas: Nothing in this order shall
confer on the Secretary of State for Wales functions
in relation to the qualifications, training, supply
or the remuneration of teachers.
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So what was done in that first paragraph
was to transfer possibly 20 education Acts just like
that, with no specification of what they were, no exceptions
by section. The exceptions were again by subject description,
and our contention is that that is what might have been
done in the Assemblys Transfer of Functions Order.
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TED ROWLANDS: Let us move on. There has
been a chorus in the evidence from almost day one saying
that maintaining the whole process has been confusing
and capricious, and I think we need to test this argument
a little bit further - not necessarily test whether
it can be done this way or that way but whether the
sum total has added up to a totally confusing or capricious
process.
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Putting a general point to you, we have
had evidence from the Counsel General which does contest
this presentation from lawyers. What do you make of
it, because here is a practitioner advising the Assembly
who is rather counter to this chorus of complaint.
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DAVID LAMBERT: I am not in any way disagreeing
but let us say that I find the transfer of functions
order quite extraordinary, like the example I gave and
Marie has given of s.5 of the Cycle Tracks Act 1984.
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TED ROWLANDS: What was in the rest of
the Cycle Tracks Act? Did that make sense or not?
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DAVID LAMBERT: The problem is that whatever
else was in the Cycle Tracks Act, these were not powers
exercised by the Secretary of State for Wales on 1 March
1999.
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TED ROWLANDS: But there might have been
a reason for that? Not a capricious reason, but a perfectly
sensible one.
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DAVID LAMBERT: Yes, or in my experience
it could have been an administrative reason that there
were no officials available in the Welsh Office to operate
the system.
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TED ROWLANDS: So the transfer of function
did not take place because there was no capacity to
deliver the service.
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DAVID LAMBERT: Yes. The transfer of functions
order proceeded purely on the basis of what the Secretary
of State for Wales did on 1 March. So, because the Secretary
of State for Wales was not resposnible for approving
good rule of government byelaws, they were not passed
over. But, strangely, we did approval byelaws in relation
to dogs. There is no rationality to that at all, and
in Scotland the lot went through and Scotland had no
transfer of functions order.
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TED ROWLANDS: It had the capacity too.
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DAVID LAMBERT: Indeed, it did.
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PROFESSOR MIERS: There are a variety
of answers to the question; one is the policy question.
Ought Whitehall to have transferred this to the Assembly?
The second is the administrative issue: Does the Assembly
or did the Welsh Office have the capacity administratively
to exercise those functions, to be responsible for them,
to monitor them and so on? Those two questions are ones
about which I cannot really make any judgment because
they are outwith my ken. The third question is, having
decided what to transfer, how do you do it as a matter
of law? In this respect the Counsel Generals comments
are true. In his evidence he asserts that there is nothing
very much more difficult about these transfers than
is to be found in the normal complexity of legislation,
and certainly having studied this for some years I would
not for a moment call that into question. There is wisdom
in the observation that legislation is complex and that
the exigencies of particular Bills and of the law within
which a new Bill has to be framed may well mean that
the output is indeed complex. It would be naive to complain
about this because that is just the way the legal world
is.
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That all said, it is not the easiest
of tasks when working your way through the Education
Act 2002, or the Local Government Act 2000, to work
out how Wales is different and differently treated,
leaving aside the policy questions.
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There are two points here: one is, and
I know you have been to Edinburgh, the obvious difference
between the settlement there and here, although clearly
there are devolution issues because the boundaries are
never going to be black and white, but the clarity of
transfer is much better. The other point more generally
stems from the notion of devolution. If you are a United
Kingdom government and you have decided that devolution
is something you would like to see happen, it seems
to me that the means by which it is happening leaves
a great deal to be desired in terms of clarity, and
the ease with which its consumers can ascertain what
their rights and duties are.
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I do not think it is easy for everyone:
it may be easy for the Welsh Assembly Government because
they are on the Bill team, they know the sequence, but
this is not the case for the person looking at the product.
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TED ROWLANDS: I would be more interested
to look at post-1999 experience in a sense because we
have had from the original Secretary of State, Ron Davies,
why it has evolved in this particular way and the reasons
for it but you have listed acts since 1999 which have
completely bypassed the devolution settlement, and I
would just like to know whether there was any rationale
behind that or whether, again, it was a result of a
capricious, confusing process which we need to address.
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You listed the Breeding and Sales of
Dogs Welfare Act, Protection of Children Act 1999, the
Water Industry Act 199, Disability Right Commission
Act 1999 and Pollution Prevention and Control Act, I
have picked four or five from Miss Beasley's list. Has
anybody looked behind that to find why these four or
five pieces of legislation which you say fall in the
field of Schedule 2 of the Government of Wales Act transferred
no powers to the Assembly? Was it either Whitehall being
in its usual mood of not wanting to do it? Central Assembly
fast asleep? Or that these particular functions were
not devolved by nature and were therefore held centrally
because that was where it had been agreed the powers
should lie?
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DAVID LAMBERT: The test seems to have
been would these have been powers which would have been
exercised by the Secretary of State whilst still in
the Welsh Office, and if the test was no, then the Assembly
would exercise no functions.
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TED ROWLANDS: So there was a rationale
behind it?
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DAVID LAMBERT: That was the rationale
and it still seems to be followed in relation to the
Education Act of 2002. For the first eight sections
of the Act you have to read through every subsection
or section to see if there is a reference to the National
Assembly. You suddenly get to chapter 3, the powers
to form companies, and it is only the Secretary of State
who can make regulations in relation to companies carrying
out edication actitvities, and that is because that
is a DTI function in England and no DTI functions were
ever transferred to the Secretary of State for Wales.
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So interestingly enough four years into
devolution we still seem to be haunted by the spectre
of the test.
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TED ROWLANDS: The test is the Secretary
of State's test, so at least we know what it is now.
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DAVID LAMBERT: Yes.
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TED ROWLANDS: In that case, another four
years down the road, the Assembly would have had to
know all about this Bill and would have said, "Hey,
we do not agree with that" or "That is a power that
ought to come". Did it? Was there any particular reason
why?
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DAVID LAMBERT: The problem is that in
this particular Bill it would be the Welsh Assembly
Government only who was aware, this Bill was never debated
at all in the Assembly or in Assembly committees. This
is again a problem for this year where none of the bills
were agreed to be committed to subject committees as
a result of the debate on the Queens Speech in
December. So subject committees and the Assembly as
a whole are just at the moment not involved in scrutinising
Bills.
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TED ROWLANDS: But the Assembly Government
would have and presumably the Secretary of State for
Wales would have had a good look at this Bill first?
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DAVID LAMBERT: Yes, but presumably finding
it very difficult to go against this principle which
now is formulated in certain explanatory notes accompanying
Bills which states : "This is not a matter which
is a responsibility for the Assembly, although we have
consulted the Assembly in putting this Bill forward".
Therefore, in the explanatory notes we are now getting
this interesting concept of matters which are not the
responsibility of the Assembly, and apparently are never
going to be.
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LORD RICHARD: Because the assumption
is that in 1999 it would never have been the responsibility
of the Welsh Office, ergo it never would be?
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DAVID LAMBERT: Yes, apparently so. In
relation to schools this must be extraordinarily confusing
for school governors, who for the first eight sections
of the Education Act, deal with the National Assembly
and when they come to the formation of companies have
to deal with the DTI. They are the same people dealing
with two entirely different bodies.
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DR McALLISTER: In terms of the transfer
of powers by ministerial functions in separate areas,
how would that ease the clarity question? Would one
still have to look back at specific acts to assess the
detail of Assembly power?
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DAVID LAMBERT: It seems that a possibility
is that you take the subject matter of the Bill and
you give that subject matter or if necessary you expand
on that subject matter to the Assembly as a general
power. There is a precedent for this in s.32 of the
Government of Wales Act where the Assembly can do anything
in relation to culture. On this basis, if you have a
Culture Bill, then it would be necessary for one section
only to give the National Assembly powers to do anythng
in relation to culture, including making such regulations
as it considers necessary - that would be the subject
matter of that particular bill.
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If you wanted exceptions, and I agree
we are going to have to have them because there are
evidently now matters which for the foreseeable future
are not going to be matters given to the Assembly, then
the exceptions could be again by subject area. We have
the 1970 Transfer of Functions Order as a precedent,
transferring primary and secondary education except
the training of teachers.
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Now, it may be necessary to be more specific
in something like the new Education Act. It is possible
that the Assemblys powers could have been summarised
in one section, except for any powers relating to the
formation of companies or any other exception.
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PROFESSOR MIERS: You might view it this
way: that as things presently are there are two steps
that you would need to take in order to determine what
functions the Assembly can exercise, and let us stick
to education.
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Under the suggestions David has put forward
which relate to your first question, which was, "Yes,
but surely you still need to go back to the Education
Act in order to find out the functions" - well, of course,
you will. The complexity or otherwise of those Education
Acts whose functions, broadly speaking, have been transferred
would still present the same sorts of issues as would
apply across the border but, and this is the big but,
the present arrangement means you have to take a second
step which is that you have to look at the broad remit
within the Education Act or whatever to see how many
of the individual functions in that have been transferred.
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LORD RICHARD: That is complicated.
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PROFESSOR MIERS: Exactly, and if you
went down this kind of track, you could have exceptions
generically stated too, then step 2 becomes, if not
wholly obviated, at least considerably reduced.
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DAVID LAMBERT: But one thing you would
not have to do is crawl through every section and subsection.
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PROFESSOR MIERS: Though you would, thirdly,
need to be able to identify accurately how the Assembly
has exercised its functions under these generic transfers
or discretely, in its own Assembly orders or other forms
of subordinate legislation, circulars or whatever.
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LORD RICHARD: Presumably vires problems
would be greater if devolved by functions?
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PROFESSOR MIERS: I would think that would
be so.
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PETER PRICE: When the Counsel General
gave evidence to us he commented that there was much
greater clarity about what were the powers of the Assembly
than many people were suggesting and that remark at
the time seemed rather surprising in the light of other
evidence that we were receiving from other quarters,
and at first glance appears to be in total conflict
with what you have been telling us.
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It strikes me that there was a remark
you made, Professor Miers, earlier on which held the
key to reconciling these two positions when you commented
that it was perhaps rather easier for those within the
Welsh Assembly Government who would serve on the Bill
team. Are we really dealing with a situation where at
first glance, for even a lawyer, the position is enormously
complicated and not susceptible to an immediate answer
but that somebody who has worked in that specialist
area for some time can, either immediately or with an
opportunity for study, find an answer to that question
and, having researched it or having the knowledge, can
at that point give a clear answer in 99 cases out of
100?
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Is that a fair summary of where things
stand?
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PROFESSOR MIERS: I think that puts it
rather well.
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DAVID LAMBERT: It is interesting in his
evidence he says, "Well, it does not cause my lawyers
any problems", and I thought, "Well, no, it does not.
It would not have caused me any problems in any Bills
I have been on in my professional life", because I would
have lived every subsection of that Bill. Only a few
of us exactly understand the Welsh Language Act 1993
but I was a lawyer on it, and I would think it difficult
for others to understand its provisions.
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MARIE NAVARRO: Can I add a little point?
I invite you to go to the HMSO website and look at the
Animal Health Act 2002. What is amazing is, after we
studied it, we agreed that there is only one power in
one particular section given to the Assembly. But if
you read the explanatory notes, the last sentence is:
All the functions vested in the Secretary of State
have to be read as belonging to the National Assembly
for Wales in their application to Wales.
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So obviously either Parliamentary Counsel
or the person who drafted the explanatory note got lost
and did not understand something, or there was obviously
a problem. So even people writing legislation or explanatory
notes make mistakes.
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That is really my only answer.
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PETER PRICE: That is very helpful.
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Let us move on and make an assumption
that this Commission were to go down the road of recommending
an approach by subject area. Two situations arise: either
that we might be recommending that within the broad
constitutional framework as now without primary powers,
or that we do it in the context of primary powers being
granted to the Assembly.
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Can you just take us through the stages
of what would need to be undertaken in order for an
appropriate schedule to be prepared on this basis in
either of those two situations?
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PROFESSOR MIERS: To take first the easier
of the two, which is to proceed as the constitutional
framework is now established, you mentioned a few moments
ago that transfer by subject area would create greater
degrees of uncertainty, ragged edges as to what has
been transferred or not. It might just be said in passing
that once you have ascertained what has discretely been
transferred, then you do have clarity in that respect.
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There is a benefit in specificity because
you do know that this section and this part of this
section has been transferred - it may not be easy to
find it out but you ought to have a good understanding
of what has been transferred and what not, and this
is not so easy where you are transferring generically.
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What would be required is a very high
degree of close co-operation between Whitehall and Ministers
here in the Welsh Assembly Government as to what shall
and shall not be included within the generically defined
areas to be transferred.
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David has much greater experience of
this because of his professional background than I do
but it seems government was quite capable of being able
to identify, broadly speaking, areas in health and education
to be transferred to the Secretary of State for Wales.
Presumably these followed lengthy discussions which
would now flow from the structures imposed by the devolution
guidance notes and the MOUs. You might get lists of
what falls within and without, rather like in devolution
guidance note 11, of things that are reserved from Scotland.
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In that manner you might be able to identify
areas where transfer is controversial.
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LORD RICHARD: This assumes that you are
starting off with a clean sheet, but you have not got
a clean sheet. What would you do to try and introduce
this change of approach into what we have at the moment?
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DAVID LAMBERT: If it were going to be
executive devolution and not primary devolution, the
agreement as to the areas that were going to go into
the new Bills would just be an administrative agreement
with Parliament and Whitehall, and the 1999 TFO couild
be tidied up.
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We think we have this precedent which
we referred to in the back of our paper which is that,
if you can get an administrative agreement with Whitehall
that, generally speaking, functions in any new bill
relating to education will be a matter for the Assembly
in relation to Wales, then it would follow that in relation
to a particular Education Bill that the Assembly would
have all powers relating to the subject matters of that
Bill. In the Bill when it is presented to Parliament
you just have possibly one clause which says, almost
like s. 217 in the Education Act 2002, that by regulations
the National Assembly may do anything it considers necessary
for furthering the purpose of any specific provision
of this Act or for general purposes including making
amendments or appeals of previous legislation, and in
our opinion gradually you would be able to tidy this
up.
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So if you had a new Education Act the
old Education Acts referred to in the TFO could be repealed
as necessary..
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LORD RICHARD: But if you coupled your
idea, in effect reclassifying everything by subject
matter, with recognition by Westminster of the Rawlings
Principles, then although you have not got primary legislative
power in Cardiff you would put the Assembly in a much
more sensible position.
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PROFESSOR MIERS: Yes. In effect you would
be creating framework legislation and simply delegating
to, in this instance, the National Assembly as opposed
to a Minister in Whitehall powers to do essentially
whatever --
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LORD RICHARD: The power is in passing
the Bill. The primary legislation would still remain
in Westminster.
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DAVID LAMBERT: Yes. What is interesting
is in this Act, though we seem to have a general ideas
that Whitehall does not like the Assembly exercising
Henry VIII powers, s. 217 is a superb example of Henry
VIII powers.
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PROFESSOR MIERS: The Government of Wales
Act makes it clear that it is quite possible to give
functions in this way. It would not require amendment
to the Government of Wales Act. The legal possibility
of doing it is there; it is the political will that
is required to make it happen.
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TED ROWLANDS: On the recommendation,
pages 9/10 of your paper, purely to clarify my own mind,
you make the case in the last paragraph that there should
less of a problem in doing this because you are handing
over these powers to an Assembly which is a democratic
body.
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Does that assume that the Assembly remains
a corporate body and therefore it is because you are
transferring it to an Assembly as a corporate body that
you have not got the same queasiness that you would
have if you were transferring such powers to ministers?
Do we buy this last paragraph with "body corporate"
in print, or would it be to Assembly ministers that
you would transfer this power?
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DAVID LAMBERT: No. You would transfer
the power to the Assembly. With any executive devolution
on a subject area basis there would be no need to separate
the body into two. There would definitely be a subordinate
legislative power, but this power, as is demonstrated
in s. 214, is an Assembly power.
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TED ROWLANDS: So the solution you are
suggesting, or proposed, within the context of executive
devolution is one where the Assembly remains a body
corporate?
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DAVID LAMBERT: Yes.
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LORD RICHARD: But it does not have to
remain a body corporate?
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DAVID LAMBERT: No, but, as David said,
in order to implement these sorts of possibilities you
do not need to amend the Government of Wales Act too.
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PROFESSOR MIERS: But to take your second
question - if primary powers were to be transferred
to the Assembly, would you need to amend the Government
of Wales Act - the answer must be yes, as presently
conceived it is a body corporate. It would be constitutionally
quite improper for a single legal entity both to make
primary legislation and in the same breath give itself
power to make delegated legislation.
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I know you must be well familiar with
all of this but the de facto separation of powers
which has taken place here in the last three years or
so would have to be translated into de jure separation.
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PETER PRICE: You gave a description a
few minutes ago of how there would need to be collaboration
between Whitehall and Cardiff in working out a schedule,
assuming that we were still in the realms of executive
devolution. Is that process in any way different if
we were dealing with it in the context of primary legislative
powers? Is the actual business of fixing a schedule
of subject areas in any way different, and if so how?
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DAVID LAMBERT: We would have to have
an Act of Parliament presumably listing the primary
legislative competencies of the Assembly, as you have
in Scotland. There it is done by giving all powers to
the Scottish Parliament with exceptions retaining primary
legislative powers in subject areas to the UK Parliament.
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PETER PRICE: But if one thinks of the
Schedules to that Act, in what way would be the process
of achieving that schedule differ from the process which
would give rise to a new, completely different, format
transfer of functions order, if we buy the principle
of subject area devolution?
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DAVID LAMBERT: I do not think it would.
Schedule 2 to the Government of Wales Act could be used
as the guidelines on the baiss of which an amended Government
of Wales Act would set out the areas within which the
National Assembly could make primary legislation.
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HUW VAUGHAN THOMAS: Taking you to page
8, David, you read out earlier the 1999 order. Is your
argument in 4 that in fact the Assembly is exercising
less power as regards primary and secondary education
than the Secretary of State had?
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DAVID LAMBERT: No. The attempt in the
transfer of functions order was exactly to mirror what
the Secretary of State for Wales was doing, but the
executive in Scotland has much wider powers in relation
to education because they have complete powers under
every Scottish Education Act of Parliament, pre 1999.
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HUW VAUGHAN THOMAS: For those of us from
outside perhaps looking at this, one of the things that
we thought that the Welsh Office had was quite general
powers over primary and secondary education, and it
is therefore strange to see that culture and arts in
a sense are treated in one way and yet an area in which
for long periods Wales has administratively handled
things separately is circumscribed --
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DAVID LAMBERT: Absolutely.
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HUW VAUGHAN THOMAS: Is there a rationale
as to why culture and arts was treated in that way in
the transition as opposed to education?
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DAVID LAMBERT: The only rationale is
I was a member of the Bill team in the 74-78 Wales and
Scotland Acts and culture was one of the only two general
powers given to the Assembly in the Wales Act of 1978,
and so it was repeated in the Government of Wales Act.
It is extraordinary what a mirror image the Government
of Wales Act of 1998 is of the 1978 Act.
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VIVIENNE SUGAR: The Commission is hoping
to visit Northern Ireland shortly. Could you just give
us some headline issues that we ought to spend time
exploring when we are over there?
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LORD RICHARD: Could you produce a piece
of paper for us?
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DAVID LAMBERT: Yes.
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PROFESSOR MIERS: What is your timescale?
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DR McALLISTER: The visit is in June.
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SIR MICHAEL WHEELER-BOOTH: I have two
questions.
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Firstly, your chart on page 10 of the
paper by the draft chapter by Professor Miers showing
the numbers where Welsh SIs are different from English
ones, and you say that it is impossible to tell how
important they have been.
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We were hearing earlier today in evidence,
or the view was expressed by a member of the Assembly,
that the Assembly is failing to do its job on subordinate
legislation. You if anybody, particularly you, if I
may say so, in carrying out this mammoth job of indexing
all the legislation and subordinate legislation, might
be able to give us some indication of whether what was
said to us earlier is likely to be right or wrong.
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With all the caveats which no doubt you
as an academic would wish to put in, what is your impression?
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PROFESSOR MIERS: The direct answer is
that in order to test whether the Assembly's general
instruments are distinctively Welsh or badged "Made
in Wales" and are different from their English counterparts,
you would need, using these numbers in the Table, to
take the 74 that have distinctly Welsh content and then
compare them with their equivalents made in Whitehall.
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We have attempted to do that, but it
is not easy. This is because you need to start with
a statement of those in respect of which, the Assembly
Government would say, "These are the English equivalents".
Then, it would be not quite like looking for needles
in haystacks, but you would need to look at the entire
SI range within education to try to find out what the
equivalents in Whitehall are. But if you had these two
lists it would not then be a particularly difficult
task simply to compare them and to ask questions like,
"To what extent do they differ and, if they do, do they
differ in some purely technical manner, topping and
tailing, or are they genuinely different in the sense
that the law which applies in Wales will be different
to England?"
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That is not a difficult task if you have
the SIs - a long task but not difficult ultimately.
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SIR MICHAEL WHEELER-BOOTH: Secondly,
on the other paper by Mr Lambert, going back to the
last paragraph which is ever so slightly Delphic, could
you spell out more clearly what is meant in this last
paragraph which seems to be an indication, but not very
clearly made, of what you believe was a best way forward?
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DAVID LAMBERT: These are thoughts which
came from a First Parliamentary Counsel. I shall not
mention which one but he and I worked together on a
number of bills and he said the reason why there are
specific sections in most Acts of Parliament giving
specific powers to Secretaries of State is that it is
very difficult for Parliament to shadow and watch and
question what a Secretary of State is doing. Therefore,
he said, the usual concept is you give hundreds of specific
powers to a Secretary of State - not general ones. That
is because of the problem of Parliament controlling
the executive.
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In the National Assembly, he said about
ten years ago when he was reminiscing about the Wales
Act of 1978, you have an entirely different situation
because there you have a democratic body, where the
executive and the democratic body are sitting together
and that is certainly true, for example, in Question
Time in the Assembly. He said why therefore is it necessary
to follow exactly the format of giving these specific
powers to the Secretary of State? This is why to me
it is so sad, using for example the Education Act of
1972, that you have these dreadful things in s.1 which
says that it is for the Secretary of State or, as the
case may be, the National Assembly; and s.2, it is for
the Secretary of State or, as the case may be, the National
Assembly.
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He says why do you need that for the
National Assembly? Why can you not have one general
power? If this was an Act about education of children
who were 3-13 you could say, "Look, over to you completely,
National Assembly; you control your own executive, do
what you want to do in relation to children from 3-13".
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SIR MICHAEL WHEELER-BOOTH: That is very
helpful but there is a supplementary to that. If you
were, so to speak, divine, would you begin again and
have another Act, or would you amend or modify the existing
one, or use the powers which are in the existing Act
to transfer --
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DAVID LAMBERT: To take Mr Rowland's point,
what I would like to do is start off from now, so that
the next set of Bills in Parliament - we have generally
failed with the 2002 Act would be to approach it from
the point of view of First Parliamentary Counsel and
then, using s.217 of the Education Act as an example,
the National Assembly would gradually start amending
all previous Education Acts so that suddenly you would
have education as a subject area gradually building
up. You do not need to amend anything else - you certainly
do not need to amend the Government of Wales Act. You
have a new start in the future.
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LORD RICHARD: We now have a problem which
is that the museum has been closed, so our next meeting
which is at 1.00 is back in Caradoc House.
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Secondly, we have listened to what you
have told us this morning. I do not think we have had
enough information so can we put a marker down that
we would like you to come back if that is possible?
I would be very interested to hear more about what you
were saying right at the end on the practicalities of
turning over from where we are to where we might get
to, and how we would do that.
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Indeed, could you produce a piece of
paper to satisfy Michael and with dealt with the practicalities?
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I appreciate this is a great deal to
ask.
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DAVID LAMBERT: And a list of transfer
of functions orders as well?
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LORD RICHARD: That would be very helpful.
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PROFESSOR MIERS: I take it, Chairman,
that you will write to us about this?
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LORD RICHARD: Yes. Thank you.
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